-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IrjdOOoo9tIgviESFK9NZyxoxhl4jBqMHAvLlh1+Ge8KLQVj989Rzj9c5X+3T6s3 cwWY0DSDCj8rEFcXpC3dFA== 0000898430-03-001487.txt : 20030214 0000898430-03-001487.hdr.sgml : 20030214 20030213174935 ACCESSION NUMBER: 0000898430-03-001487 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: K SWISS INC CENTRAL INDEX KEY: 0000862480 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 954265988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41260 FILM NUMBER: 03561414 BUSINESS ADDRESS: STREET 1: 31248 OAK CREST DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 8187065100 MAIL ADDRESS: STREET 1: 31248 OAK CREST DR CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLS STEVEN B CENTRAL INDEX KEY: 0000903412 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 20664 BAHAMA STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8189983388 MAIL ADDRESS: STREET 1: 20664 BAHAMA STREET CITY: CJATSWORTH STATE: CA ZIP: 91311 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 10 TO SCHEDULE 13G Amendment No. 10 to Schedule 13G
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
SCHEDULE 13G
 
 
Under the Securities Exchange Act of 1934
(Amendment No. 10)*
 
 
 
 
 
K-Swiss Inc.
(Name of Issuer)
 
 
Class A Common Stock, $.01 par value
(Title of Class of Securities)
 
 
482686102
                                (CUSIP Number)                                
 
*
 
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Page 1 of 5 pages

 
      
CUSIP NO. 482686102
  
13G
  
PAGE 2 OF 5 PAGES
     
 
  1.

  
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
Steven B. Nichols
    
  2.
  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)  ¨
(b)  ¨
    
  3.

  
SEC USE ONLY
 
    
  4.

  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
    
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
  
  5.    SOLE VOTING POWER
 
4,997,840
  6.    SHARED VOTING POWER
 
0        
  7.    SOLE DISPOSITIVE POWER
 
4,997,840                
  8.    SHARED DISPOSITIVE POWER
 
0                
  9.

  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,997,840                
    
10.

  
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
 
¨
    
11.

  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW ( 9)
 
28.1%            
    
12.

  
TYPE OF REPORTING PERSON*
 
IN            
    
 
*SEE INSTRUCTION BEFORE FILLING OUT!

Page 2 of 5

 

SCHEDULE 13G

 

Item 1 (a) Name of Issuer

 

K-Swiss Inc.

 

Item 1 (b) Address of Issuer’s Principal Executive Offices

 

31248 Oak Crest Drive

Westlake Village, CA 91361

 

Item 2 (a) Name of Person Filing

 

Steven B. Nichols

 

Item 2 (b) Address of Principal Business Office

 

c/o K-Swiss Inc.

31248 Oak Crest Drive

Westlake Village, CA 91361

 

Item 2 (c) Citizenship

 

United States

 

Item 2 (d) Title of Class of Securities

 

Class A Common Stock, $.01 par value. As set forth below, a portion of such shares of Class A Common Stock is represented by shares of Class B Common Stock, which are not registered under Section 12 of the Securities Exchange Act of 1934 (the “Act”), but are immediately convertible into an equal number of shares of Class A Common Stock, $.01 par value, of K-Swiss Inc. The Class A Common Stock is registered under Section 12 of the Act.

 

Item 2 (e) CUSIP Number

 

482686102

 

Item 3 To be filled out if this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b)

 

Not Applicable.

 

Page 3 of 5

 

Item 4 Ownership

 

(a) Amount Beneficially Owned

 

4,997,840

 

(b) Percent of Class:

 

4,790,824 of the shares of Class A Common Stock beneficially owned by the Reporting Person represent shares of Class B Common Stock owned by the Nichols Family Trust (the “Trust”), of which the Reporting Person serves as trustee. 62,500 of the shares of Class A Common Stock beneficially owned by the Reporting Person represent shares owned by the Trust, of which the Reporting Person serves as trustee. 31,616 of the shares of Class A Common Stock beneficially owned by the Reporting Person represent shares of Class B Common Stock held by a trust for the benefit of an individual related to Steven Nichols (“Trust 2”) of which Mr. Nichols also serves as trustee. 112,900 of the shares of Class A Common Stock beneficially owned by the Reporting Person represent shares of Class A Common Stock issuable upon the exercise of options, which options are currently exercisable or exercisable within 60 days after December 31, 2002 (the “Options”). If the shares of Class B Common Stock beneficially owned by the Reporting Person as trustee of the Trust and as trustee of Trust 2 were converted into Class A Common Stock, and if all of the Options were exercisable, the Reporting Person would beneficially own 28.1% of the outstanding shares of Class A Common Stock.

 

(c) Number of shares as to which such person has:

 

(i) sole power to vote or to direct the vote: 4,997,840

 

(ii) shared power to vote or to direct the vote: 0

 

(iii) sole power to dispose or to direct the disposition of: 4,997,840

 

(iv) shared power to dispose or to direct the disposition of: 0

 

Item 5 Ownership of Five Percent or Less of a Class

 

Not Applicable.

 

Item 6 Ownership of More than Five Percent on Behalf of Another Person

 

Included in the Reporting Person’s aggregate amount of 4,997,840 shares owned are 4,853,324 shares beneficially owned by the Nichols Family Trust.

 

Page 4 of 5

 
Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
 
Not applicable.
 
Item 8 Identification and Classification of Members of the Group
 
Not applicable.
 
Item 9 Notice of Dissolution of Group
 
Not applicable.
 
Item 10 Certification.
 
Not applicable.
 
SIGNATURE
 
After reasonable inquiry and the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:
  
February 14, 2003
          
/s/ Steven B. Nichols
               
Steven B. Nichols

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